Gelonghui May 12| According to Chinanews, recently, securities firms have been frequently subject to administrative supervision measures or administrative penalties by regulatory authorities. On the 10th, five more brokerages were "named". It was found that there were five securities firms involved, including Guoxin Securities, China International Capital Corporation, Shenwan Hongyuan, CITIC Securities, and Dongguan Securities. There were not only multiple leading securities firms, but also in terms of content, they involved securities investment banking business, brokerage business, asset management business, etc. Multiple business areas. Under the tone of strengthening the foundation, strict supervision and strict management, supervision presents three major characteristicspokerking: Releases are denser, implementation is faster, and penalties are heavier.
